Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567888
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Complaints Contact
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567635
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Connor Reisepatt
IRN CXR00546
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 5 Aug 2024)
- CF30 Customer (since 28 Jun 2024)
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Connor Scott
IRN CXS00264
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Apr 2026)
- Appointed representative dealing with clients for which they require qualification (9 Mar 2026 to 17 Mar 2026)
- [FCA CF] Functions requiring qualifications (9 Mar 2026 to 8 Apr 2026)
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Connor Summerfield
IRN CXS00819
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 4 Aug 2025)
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Conor Alan MacSweeney
IRN CAM01184
- CF21 Investment Adviser (12 Dec 2005 to 3 May 2006)
- CF22 Investment Adviser (Trainee) (1 Jun 2005 to 12 Dec 2005)
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Conor Gregg
IRN CXG00154
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Conor James Kenneth Austin
IRN CXA00166
- Appointed representative dealing with clients for which they require qualification (15 Jun 2021 to 8 Apr 2022)
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Conor James Murphy
IRN CJM01323
- CF1 Director (AR) (15 Sep 2008 to 13 Feb 2026)
- CF30 Customer (1 Nov 2007 to 17 Oct 2008)
- CF22 Investment Adviser (Trainee) (6 Jul 2007 to 31 Oct 2007)
- CF4 Partner (AR) (2 Mar 2006 to 15 Sep 2008)
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Conor Mullane
IRN CXM00274
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Apr 2023)
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Conor Patton
IRN CXP01789
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Oct 2023)
- CF30 Customer (31 May 2018 to 13 Oct 2023)
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Conor Paul MacSherry
IRN CXM00061
- CF30 Customer (1 Nov 2007 to 30 Dec 2012)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Assured Financial Services Ltd
FRN 462633 · Appointed 13 Jul 2009
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Alexander Bell Limited
FRN 503231 · Appointed 6 Jul 2009
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Harp Associates
FRN 412249 · Appointed 22 Jun 2009
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Jonathan Hammond
FRN 429094 · Appointed 18 Jun 2009
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Mortgage Assured Ltd
FRN 451437 · Appointed 17 Jun 2009
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Signature Mortgages Limited
FRN 411418 · Appointed 15 Jun 2009
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Peter David Lloyd
FRN 408488 · Appointed 11 Jun 2009
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Graham Peter Hartnup
FRN 408744 · Appointed 11 Jun 2009
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Thomas Oliver UK LLP
FRN 501748 · Appointed 29 May 2009
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Swift Mortgages (Fareham) Limited
FRN 414695 · Appointed 28 May 2009
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.