Conor Alan MacSweeney

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Advies Private Clients LLP

    FRN 937655

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 12 Apr 2021)
    • SMF27 Partner (since 12 Apr 2021)
    • Responsibility for MCD Intermediation (since 12 Apr 2021)
    • [FCA CF] Functions requiring qualifications (since 12 Apr 2021)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 9 Apr 2021)
    • CF30 Customer (20 Dec 2013 to 9 Apr 2021)
    • CF4 Partner (AR) (20 Dec 2013 to 9 Apr 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF4 Partner (AR) (20 Dec 2013 to 9 Apr 2021)
  • Advies Private Clients LLP (no longer approved here)

    FRN 608366

    • Employed By (20 Dec 2013 to 9 Apr 2021)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (12 Dec 2005 to 3 May 2006)
    • CF22 Investment Adviser (Trainee) (1 Jun 2005 to 12 Dec 2005)
  • One Financial Planning Ltd (no longer approved here)

    FRN 191206

    • (66)Employed By (29 Sep 2004 to 3 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (66)Employed By at One Financial Planning Ltd