Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567888
-
Complaints Contact
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567635
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Buy-to-Let Mortgage Advice
-
Buy-to-Let Mortgage Arranging
-
P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
-
Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Mortgage Advice
For Customer, Regulated mortgage contract
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Mortgage Arranging
For Customer, Regulated mortgage contract
-
Buy-to-Let Start Date
-
Buy-to-Let Status
-
Credit Brokering
-
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
-
Equity Release Setup
For Customer, Home reversion plans
-
Mortgage Setup
For Customer, Regulated mortgage contract
-
Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Craig Michael Turney
IRN CMT01089
- CF1 Director (AR) (24 May 2016 to 15 Jun 2018)
- CF30 Customer (14 Jan 2013 to 15 Jun 2018)
-
Craig Neal Tompkinson
IRN CXT54664
- Appointed representative dealing with clients for which they require qualification (7 Jun 2021 to 7 Dec 2022)
-
Craig Oman
IRN CAO00008
- Appointed representative dealing with clients for which they require qualification (19 Jan 2024 to 14 Mar 2025)
- CF30 Customer (2 Dec 2023 to 14 Mar 2025)
- [FCA CF] Manager of certification employee (1 Jul 2021 to 19 Jan 2024)
-
Craig Peter Beagley
IRN CPB00006
- Appointed representative dealing with clients for which they require qualification (26 Jan 2021 to 9 Nov 2021)
- CF30 Customer (14 Nov 2008 to 7 Sep 2009)
-
Craig Robertson
IRN CXR01365
- CF1 Director (AR) (21 Jun 2006 to 13 Nov 2006)
-
Craig Scott Walker
IRN GSW00001
- CF21 Investment Adviser (1 Jun 2005 to 24 Aug 2005)
-
Craig Scrimgeour Mackay
IRN CSM00011
- Appointed representative dealing with clients for which they require qualification (24 Aug 2020 to 18 Jul 2025)
-
Craig Skelton
IRN CXS02434
- CF1 Director (AR) (since 13 Jun 2017)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Jun 2020)
-
Craig Steven Ball
IRN CSB01127
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF4 Partner (AR) (since 10 Dec 2012)
-
Craig Steven Potter
IRN CXP00182
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
M P Warren Limited
FRN 533295 · Appointed 11 Oct 2010
-
Ralph M Mitchell Financial Planning Ltd
FRN 215902 · Appointed 28 Sep 2010
-
Carnegie Financial Services Ltd
FRN 530682 · Appointed 26 Aug 2010
-
Alexander Campbell McLaughlan
FRN 529676 · Appointed 13 Aug 2010
-
Momentum Financial Solutions Ltd
FRN 524467 · Appointed 21 May 2010
-
The Mortgage Guy Limited
FRN 521263 · Appointed 26 Mar 2010
-
Mortgage Life Solutions Ltd
FRN 520250 · Appointed 15 Mar 2010
-
Mark Gerard Yates
FRN 215467 · Appointed 15 Feb 2010
-
Pia Financial Services Ltd
FRN 514819 · Appointed 18 Dec 2009
-
TNS Financial Services Limited
FRN 513249 · Appointed 24 Nov 2009
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.