Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Apr 2026)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2026)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Functions requiring qualifications (2 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (2 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (20 Jun 2018 to 8 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (24 May 2016 to 15 Jun 2018)
    • CF30 Customer (14 Jan 2013 to 15 Jun 2018)
  • CMD Financial Solutions Ltd (no longer approved here)

    FRN 538333

    • Employed By (14 Jan 2013 to 15 Jun 2018)

Recent activity

Updates to this individual's record on the FCA register.

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