Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Perspective (North West) Limited
FRN 229808
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 1 Apr 2026)
- [FCA CF] Functions requiring qualifications (since 1 Apr 2026)
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- [FCA CF] Functions requiring qualifications (2 Jul 2020 to 14 Feb 2021)
- [FCA CF] Client dealing (2 Jul 2020 to 14 Feb 2021)
- CF30 Customer (20 Jun 2018 to 8 Dec 2019)
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- CF1 Director (AR) (24 May 2016 to 15 Jun 2018)
- CF30 Customer (14 Jan 2013 to 15 Jun 2018)
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- Employed By (14 Jan 2013 to 15 Jun 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.