Openwork Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567888
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Complaints Contact
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567635
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Brian Matthew Bailey
IRN BMB00018
- CF30 Customer (1 Nov 2007 to 30 Dec 2012)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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Brian Matthew Whittaker
IRN BXW00063
- CF30 Customer (1 Nov 2007 to 4 Dec 2014)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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Brian Michael Rafferty
IRN BMR01031
- CF30 Customer (1 Nov 2007 to 6 Dec 2007)
- CF22 Investment Adviser (Trainee) (15 Sep 2006 to 31 Oct 2007)
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Brian Northfield
IRN BXN00010
- CF30 Customer (1 Nov 2007 to 13 Oct 2010)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
- CF4 Partner (AR) (1 Jun 2005 to 1 Aug 2010)
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Brian Parker
IRN BXP01256
- CF1 Director (AR) (24 Mar 2006 to 31 Dec 2010)
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Brian Patrick Corrigan
IRN BXC68005
- Appointed representative dealing with clients for which they require qualification (23 Jul 2020 to 6 Jan 2023)
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Brian Patrick Matthews
IRN BXM00085
- CF30 Customer (1 Nov 2007 to 30 Dec 2012)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
- CF7 Sole Trader (AR) (1 Jun 2005 to 2 Dec 2005)
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Brian Patrick O'Connell
IRN BPO01011
- CF30 Customer (15 Jun 2017 to 29 May 2018)
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Brian Patrick Parker
IRN BPP00006
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 20 Sep 2023)
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Brian Pratt
IRN BXP00037
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF4 Partner (AR) (since 1 Jun 2005)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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M P Warren Limited
FRN 533295 · Appointed 11 Oct 2010
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Ralph M Mitchell Financial Planning Ltd
FRN 215902 · Appointed 28 Sep 2010
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Carnegie Financial Services Ltd
FRN 530682 · Appointed 26 Aug 2010
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Alexander Campbell McLaughlan
FRN 529676 · Appointed 13 Aug 2010
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Momentum Financial Solutions Ltd
FRN 524467 · Appointed 21 May 2010
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The Mortgage Guy Limited
FRN 521263 · Appointed 26 Mar 2010
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Mortgage Life Solutions Ltd
FRN 520250 · Appointed 15 Mar 2010
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Mark Gerard Yates
FRN 215467 · Appointed 15 Feb 2010
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Pia Financial Services Ltd
FRN 514819 · Appointed 18 Dec 2009
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TNS Financial Services Limited
FRN 513249 · Appointed 24 Nov 2009
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.