Brian Matthew Whittaker

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Brian Matthew Whittaker (no longer approved here)
FRN 537092
- Employed By (7 Dec 2010 to 4 Dec 2014)
Denton Woodhouse Limited (no longer approved here)
FRN 201800
- (11)Employed By (24 Nov 2010 to 6 Dec 2010)
GCA Financial Planning Ltd (no longer approved here)
FRN 216242
- (2)Employed By (16 Jul 2008 to 23 Nov 2010)
Openwork Limited (no longer approved here)
FRN 408285
- CF30 Customer (1 Nov 2007 to 4 Dec 2014)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
Roseberry Financial Solutions Ltd (no longer approved here)
FRN 216201
- (6)Employed By (31 Aug 2005 to 22 Jul 2008)
Whittaker Financial Management (no longer approved here)
FRN 214994
- Employed By (29 Apr 2003 to 31 Aug 2005)

Updates to this individual's record on the FCA register.

15 hours ago
controlled function added: (11)Employed By at Denton Woodhouse Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.