Openwork Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567888
-
Complaints Contact
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567635
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Buy-to-Let Mortgage Advice
-
Buy-to-Let Mortgage Arranging
-
P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
-
Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Mortgage Advice
For Customer, Regulated mortgage contract
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Mortgage Arranging
For Customer, Regulated mortgage contract
-
Buy-to-Let Start Date
-
Buy-to-Let Status
-
Credit Brokering
-
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
-
Equity Release Setup
For Customer, Home reversion plans
-
Mortgage Setup
For Customer, Regulated mortgage contract
-
Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Andrew David Sawiak
IRN ADS01177
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 12 Aug 2008)
-
Andrew David Sweetman
IRN ADS01163
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 15 Jun 2021)
- CF30 Customer (since 10 May 2021)
-
Andrew David Tait
IRN AXT11239
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 12 Feb 2019)
-
Andrew Donald Macisaac
IRN ADM01217
- CF30 Customer (3 Jul 2013 to 26 Aug 2014)
-
Andrew Donald William Smith
IRN ADS01170
- CF1 Director (AR) (18 Nov 2009 to 30 Apr 2010)
-
Andrew Done
IRN AXD01829
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 14 Aug 2020)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
-
Andrew Doyle
IRN ACD00009
- CF21 Investment Adviser (1 Jun 2005 to 30 Sep 2006)
-
Andrew Edward Cockbill
IRN AXC09833
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Nov 2022)
- CF30 Customer (19 Mar 2019 to 8 Dec 2019)
-
Andrew Edward Coghlan
IRN AXC00733
- Appointed representative dealing with clients for which they require qualification (4 Mar 2022 to 12 Dec 2022)
-
Andrew Edward Dell
IRN AXD00080
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Financially Sound Ltd
FRN 469827 · Appointed 27 Sep 2011
-
Tailor Made Financial Ltd
FRN 563916 · Appointed 5 Sep 2011
-
CMD Financial Solutions Ltd
FRN 538333 · Appointed 24 Jun 2011
-
TJD Services Kent Limited
FRN 554062 · Appointed 22 Jun 2011
-
Horizon Financial Solutions
FRN 216150 · Appointed 13 Jun 2011
-
Beverley Williams
FRN 541236 · Appointed 9 Feb 2011
-
Intouch Financial Advice Limited
FRN 540817 · Appointed 3 Feb 2011
-
The Penny Group Ltd
FRN 536216 · Appointed 19 Nov 2010
-
Classic Mortgages Partnership Ltd
FRN 467516 · Appointed 11 Nov 2010
-
CK Financial Advisory Ltd
FRN 534127 · Appointed 22 Oct 2010
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.