Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
    • CF1 Director (AR) (since 30 Dec 2020)
    • CF30 Customer (since 30 Dec 2020)
    • [FCA CF] Functions requiring qualifications (13 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (13 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (31 May 2017 to 8 Dec 2019)
    • (1)Employed By (since 30 Dec 2020)
  • Unique Financial Planning Limited (no longer approved here)

    FRN 216560

    • Employed By (3 Jul 2013 to 26 Aug 2014)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (3 Jul 2013 to 26 Aug 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (14 Jun 2011 to 31 Jul 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (13 May 2009 to 27 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.