Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
M&G ADVICE PARTNERS LIMITED
FRN 584256
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
- CF1 Director (AR) (since 30 Dec 2020)
- CF30 Customer (since 30 Dec 2020)
- [FCA CF] Functions requiring qualifications (13 Aug 2020 to 14 Feb 2021)
- [FCA CF] Client dealing (13 Aug 2020 to 14 Feb 2021)
- CF30 Customer (31 May 2017 to 8 Dec 2019)
-
MacIsaac Financial Planning Limited
FRN 938416
- (1)Employed By (since 30 Dec 2020)
-
- Employed By (3 Jul 2013 to 26 Aug 2014)
-
- CF30 Customer (3 Jul 2013 to 26 Aug 2014)
-
- CF30 Customer (14 Jun 2011 to 31 Jul 2012)
-
- CF30 Customer (13 May 2009 to 27 May 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.