Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Employed By (since 28 Aug 2020)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 14 Aug 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • Lee Newton Financial Services (no longer approved here)

    FRN 201651

    • (12)Employed By (14 Aug 2020 to 28 Aug 2020)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (12)Employed By at Lee Newton Financial Services