Openwork Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567888
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Complaints Contact
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567635
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alan Sparkes
IRN AXS00166
- CF30 Customer (1 Nov 2007 to 8 Sep 2010)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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Alan Stables
IRN AXS00558
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 13 Apr 2021)
- CF1 Director (AR) (since 12 Apr 2021)
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Alan Stephen Carson
IRN AXC00347
- Appointed representative dealing with clients for which they require qualification (12 Nov 2020 to 26 Nov 2020)
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Alan Steven Littlewood
IRN AXL00208
- Appointed representative dealing with clients for which they require qualification (12 May 2022 to 2 Apr 2024)
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Alan Stuart Caldwell
IRN ASC00002
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Alan Swain
IRN AXS00112
- CF21 Investment Adviser (1 Jun 2005 to 26 May 2006)
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Alan Thompson
IRN AXT01797
- CF1 Director (AR) (16 Apr 2013 to 6 Sep 2013)
- CF30 Customer (3 Apr 2013 to 6 Sep 2013)
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Alan Thubron
IRN AXT00061
- CF30 Customer (1 Nov 2007 to 30 Dec 2012)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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Alan Waring
IRN AXW01350
- CF1 Director (AR) (1 Jun 2005 to 30 Sep 2009)
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Alan Whittington
IRN AXW00023
- CF4 Partner (AR) (1 Jun 2005 to 7 Mar 2006)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Financially Sound Ltd
FRN 469827 · Appointed 27 Sep 2011
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Tailor Made Financial Ltd
FRN 563916 · Appointed 5 Sep 2011
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CMD Financial Solutions Ltd
FRN 538333 · Appointed 24 Jun 2011
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TJD Services Kent Limited
FRN 554062 · Appointed 22 Jun 2011
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Horizon Financial Solutions
FRN 216150 · Appointed 13 Jun 2011
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Beverley Williams
FRN 541236 · Appointed 9 Feb 2011
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Intouch Financial Advice Limited
FRN 540817 · Appointed 3 Feb 2011
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The Penny Group Ltd
FRN 536216 · Appointed 19 Nov 2010
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Classic Mortgages Partnership Ltd
FRN 467516 · Appointed 11 Nov 2010
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CK Financial Advisory Ltd
FRN 534127 · Appointed 22 Oct 2010
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.