Alan Stephen Carson

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASCOT WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 551744

    • Appointed representative dealing with clients for which they require qualification (12 Aug 2021 to 4 Feb 2022)
    • [FCA CF] Client dealing (12 Aug 2021 to 4 Feb 2022)
    • [FCA CF] Functions requiring qualifications (12 Aug 2021 to 4 Feb 2022)
  • Mortgage Connect (N.I) Ltd (no longer approved here)

    FRN 915845

    • [FCA CF] Functions requiring qualifications (8 Jan 2021 to 14 Apr 2021)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (12 Nov 2020 to 26 Nov 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.