Alan Sparkes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (13 Sep 2010 to 31 Dec 2012)
  • CAERUS Wealth Ltd (no longer approved here)

    FRN 525931

    • Employed By (13 Sep 2010 to 2 Nov 2010)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 8 Sep 2010)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.