Openwork Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567888
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Complaints Contact
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567635
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Andrew Godfrey
IRN AXG00126
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Sep 2025)
- CF30 Customer (1 Nov 2007 to 30 Sep 2009)
- CF21 Investment Adviser (16 Jun 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (22 Mar 2006 to 16 Jun 2006)
- CF4 Partner (AR) (10 Mar 2006 to 17 Sep 2009)
- CF1 Director (AR) (1 Jun 2005 to 10 Mar 2006)
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Andrew Graeme Coull
IRN AGC00030
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 22 Jul 2013)
- CF30 Customer (1 Nov 2007 to 30 Dec 2012)
- CF4 Partner (AR) (1 Jun 2005 to 15 Jan 2020)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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Andrew Grose
IRN AXG00140
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF4 Partner (AR) (since 1 Jun 2005)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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Andrew Gutzu
IRN AXG00587
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 7 Jun 2022)
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Andrew Hallam Smith
IRN AHS00009
- CF4 Partner (AR) (1 Jun 2005 to 8 Jul 2005)
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Andrew Harper
IRN ARH01157
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Aug 2020)
- CF30 Customer (30 Sep 2014 to 14 Aug 2020)
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Andrew Haswell
IRN AXH00181
- CF30 Customer (23 Dec 2020 to 22 Nov 2024)
- Appointed representative dealing with clients for which they require qualification (14 Dec 2020 to 22 Nov 2024)
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Andrew Herrington
IRN AXH00124
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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Andrew Ian Gray
IRN AIG00005
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF1 Director (AR) (since 4 Nov 2020)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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Andrew Ian Lee
IRN AIL01009
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 15 May 2012)
- CF30 Customer (since 11 Jan 2012)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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EMINENT FINANCIAL LIMITED
FRN 940097 · Appointed 3 Dec 2020
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Trulife Financial Ltd
FRN 940099 · Appointed 3 Dec 2020
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Select Money Management Limited
FRN 939735 · Appointed 30 Nov 2020
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Bloxham Brooks & Bailey Ltd
FRN 939446 · Appointed 26 Nov 2020
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Wellspring Financial Ltd
FRN 938417 · Appointed 13 Nov 2020
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Highcross Financial Ltd
FRN 937775 · Appointed 4 Nov 2020
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Alexis Tano
FRN 937344 · Appointed 29 Oct 2020
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Meredith Morgan Taylor Ltd
FRN 936745 · Appointed 20 Oct 2020
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Folan Brookes Financial Consultants Limited
FRN 936685 · Appointed 20 Oct 2020
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Auxilia Financial Services Ltd
FRN 936469 · Appointed 16 Oct 2020
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.