Andrew Harper

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 16 Sep 2020)
    • CF1 Director (AR) (since 8 Sep 2020)
    • CF30 Customer (since 8 Sep 2020)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • CF1 Director (AR) (since 8 Sep 2020)
  • Harper's Financial Services Ltd

    FRN 931910

    • (2)Employed By (since 8 Sep 2020)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Aug 2020)
    • CF30 Customer (30 Sep 2014 to 14 Aug 2020)
  • Unique Financial Planning Limited (no longer approved here)

    FRN 216560

    • Employed By (11 Jul 2018 to 14 Aug 2020)
  • Elite Financial & Mortgage Services Ltd (no longer approved here)

    FRN 215088

    • (13)Employed By (30 Sep 2014 to 11 Jul 2018)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Aug 2011 to 28 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.