Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Advanced Financial Planning Scotland Limited
FRN 460050
- (4)Employed By (since 16 Jan 2020)
-
Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 22 Jul 2013)
- CF30 Customer (1 Nov 2007 to 30 Dec 2012)
- CF4 Partner (AR) (1 Jun 2005 to 15 Jan 2020)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
-
- Employed By (1 Sep 2017 to 16 Jan 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.