OpCapita LLP

• Principal Place of Business

  51 Hyde Park Gate

  LONDON

  SW7 5DZ

  UNITED KINGDOM

  Phone

  +447879415485

  Web

  https://www.opcapita.com

• Complaints Contact

  51 Hyde Park Gate

  LONDON

  London

  SW7 5DZ

  UNITED KINGDOM

  Phone

  +447879415485

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . H Merchant Equity I LLC

  IRN XXH01024

  • CF4 Partner (5 Feb 2007 to 20 Dec 2011)
• Bernard Berger

  IRN BXB01304

  • CF30 Customer (1 Nov 2007 to 13 Oct 2008)
  • CF27 Investment Management (5 Feb 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (5 Feb 2007 to 31 Oct 2007)
• CAROLINE MARIE CROWLEY

  IRN CMC01201

  • CF30 Customer (18 Aug 2015 to 8 Dec 2019)
• Christopher McDermott

  IRN CXM01381

  • [FCA CF] Client dealing (since 31 Mar 2021)
  • CF10 Compliance Oversight (1 Feb 2012 to 28 Feb 2014)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (11 Apr 2007 to 31 Oct 2007)
• Costas Kalisperas

  IRN CXK01197

  • CF30 Customer (28 Sep 2018 to 16 Jul 2019)
• Gulshan Batool

  IRN GXB01798

  • CF30 Customer (14 Jun 2018 to 5 Nov 2018)
• Henry Daniel Jackson

  IRN HXJ01034

  • [FCA CF] Client dealing (since 31 Mar 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF4 Partner (AR) (14 Dec 2011 to 2 Feb 2012)
  • CF10 Compliance Oversight (14 Mar 2011 to 5 Dec 2011)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (5 Feb 2007 to 22 Apr 2008)
  • CF21 Investment Adviser (5 Feb 2007 to 31 Oct 2007)
  • CF27 Investment Management (5 Feb 2007 to 31 Oct 2007)
  • CF3 Chief Executive (5 Feb 2007 to 8 Dec 2019)
  • CF4 Partner (5 Feb 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (5 Feb 2007 to 31 Oct 2007)
• Javier Gonzalez Robles

  IRN JXG02406

  • CF30 Customer (14 Jun 2018 to 8 Dec 2019)
• Joshua Spoerri

  IRN JCS01178

  • [FCA CF] Client dealing (since 31 Mar 2021)
  • CF11 Money Laundering Reporting (1 Feb 2012 to 5 Feb 2016)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (9 Mar 2007 to 31 Oct 2007)
• Marie Guyot

  IRN MXG01862

  • CF30 Customer (27 Apr 2012 to 9 May 2017)

• OpCapita LLP (no longer appointed)

  FRN 557018 · Appointed 25 Jul 2011 · Until 2 Feb 2012

No changes recorded yet.