Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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OpCapita LLP
FRN 457656
- [FCA CF] Client dealing (since 31 Mar 2021)
- CF10 Compliance Oversight (1 Feb 2012 to 28 Feb 2014)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (11 Apr 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.