Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • OpCapita LLP

    FRN 457656

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF4 Partner (AR) (14 Dec 2011 to 2 Feb 2012)
    • CF10 Compliance Oversight (14 Mar 2011 to 5 Dec 2011)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (5 Feb 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (5 Feb 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (5 Feb 2007 to 22 Apr 2008)
    • CF4 Partner (5 Feb 2007 to 8 Dec 2019)
    • CF27 Investment Management (5 Feb 2007 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (5 Feb 2007 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (15 May 2002 to 31 Mar 2006)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 6 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

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