Oculus Wealth Management Limited

Date authorised
2 January 2014
Companies House
08589641
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Oculus Wealth Management Ltd
    2 Grove Park Court
    Harrogate
    North Yorkshire
    HG1 4DP
    UNITED KINGDOM
    Phone
    +4401423369362
    Web
    https://www.oculuswealth.co.uk

  • Complaints Contact

    Oculus Wealth Management Ltd
    2 Grove Park Court
    Harrogate
    North Yorkshire
    HG1 4DP
    UNITED KINGDOM
    Phone
    +4401423369362

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Scott Barron Morrison

    IRN SBM00002

    • CF30 Customer (since 24 Mar 2026)
    • CF1 Director (AR) (since 24 Mar 2026)
  • Seb Culpan-Scott

    IRN SXC02827

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 3 Apr 2025)
    • Appointed representative dealing with clients for which they require qualification (since 3 Apr 2025)
    • [FCA CF] Client dealing (since 3 Apr 2025)
    • CF1 Director (AR) (since 28 Mar 2025)
    • CF30 Customer (since 28 Mar 2025)
  • Simon John Leigh

    IRN SJL01236

    • CF1 Director (AR) (15 Feb 2022 to 15 Feb 2022)
  • Simon Lycett

    IRN SXL01606

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 26 Aug 2020)
    • CF1 Director (AR) (since 26 Aug 2020)
    • [FCA CF] Functions requiring qualifications (since 26 Aug 2020)
    • CF30 Customer (since 26 Aug 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Stephen Hughes

    IRN SXH01817

    • CF1 Director (AR) (since 9 Mar 2026)
    • CF30 Customer (since 9 Mar 2026)
  • Stephen Raymond Pountney

    IRN SXP00279

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 19 Aug 2024)
    • [FCA CF] Client dealing (since 19 Aug 2024)
  • Stephen Royston Howard

    IRN SRH00056

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (since 29 Aug 2018)
    • CF1 Director (AR) (since 29 Aug 2018)
  • Steven Wilby

    IRN SJW01454

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 9 Feb 2022)
    • CF30 Customer (since 9 Feb 2022)
    • [FCA CF] Client dealing (since 6 Jan 2022)
    • [FCA CF] Functions requiring qualifications (since 6 Jan 2022)
    • [FCA CF] Manager of certification employee (19 Jun 2024 to 20 Nov 2024)
  • Susan Davies

    IRN SXD00488

    • CF1 Director (AR) (since 28 Apr 2022)
    • [FCA CF] Manager of certification employee (11 Dec 2023 to 19 Jul 2024)
  • Thomas William Calland

    IRN TXC09644

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 10 Mar 2026)
    • Appointed representative dealing with clients for which they require qualification (since 10 Mar 2026)
    • [FCA CF] Client dealing (since 10 Mar 2026)
    • CF30 Customer (since 4 Mar 2026)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.