Oculus Wealth Management Limited

Date authorised
2 January 2014
Companies House
08589641
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Oculus Wealth Management Ltd
    2 Grove Park Court
    Harrogate
    North Yorkshire
    HG1 4DP
    UNITED KINGDOM
    Phone
    +4401423369362
    Web
    https://www.oculuswealth.co.uk

  • Complaints Contact

    Oculus Wealth Management Ltd
    2 Grove Park Court
    Harrogate
    North Yorkshire
    HG1 4DP
    UNITED KINGDOM
    Phone
    +4401423369362

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benjamin Herbert Furness

    IRN BHF01010

    • CF1 Director (AR) (15 Feb 2022 to 16 Feb 2022)
  • Charles Philip Brian Moody

    IRN CPM01099

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 7 Dec 2023)
    • Appointed representative dealing with clients for which they require qualification (since 7 Dec 2023)
    • [FCA CF] Functions requiring qualifications (since 7 Dec 2023)
    • CF30 Customer (since 5 Oct 2023)
    • CF1 Director (AR) (since 5 Oct 2023)
  • Christina Jane Rogers

    IRN CJR00056

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 30 Oct 2025)
    • [FCA CF] Client dealing (since 14 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 14 Oct 2025)
    • Appointed representative dealing with clients for which they require qualification (since 14 Oct 2025)
    • CF30 Customer (since 10 Oct 2025)
  • Christopher Thomas

    IRN CXT00406

    • [FCA CF] Client dealing (2 Jun 2023 to 10 Jul 2025)
    • [FCA CF] Functions requiring qualifications (2 Jun 2023 to 10 Jul 2025)
    • Appointed representative dealing with clients for which they require qualification (2 Jun 2023 to 10 Jul 2025)
    • CF30 Customer (3 May 2023 to 10 Jul 2025)
  • Ciaran Michael Hanrahan

    IRN CXH00720

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 5 Mar 2025)
    • Appointed representative dealing with clients for which they require qualification (since 5 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 5 Mar 2025)
    • CF30 Customer (since 21 Feb 2025)
  • Colin Francis Xavier Hanrahan

    IRN CFH00010

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 4 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 6 Sep 2023)
    • [FCA CF] Client dealing (since 6 Sep 2023)
    • Appointed representative dealing with clients for which they require qualification (since 6 Sep 2023)
    • CF30 Customer (since 22 Aug 2023)
    • CF1 Director (AR) (since 22 Aug 2023)
  • Damien George Smith

    IRN DXS00920

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 7 May 2025)
    • [FCA CF] Functions requiring qualifications (since 19 Jun 2024)
    • Appointed representative dealing with clients for which they require qualification (since 19 Jun 2024)
    • [FCA CF] Client dealing (since 19 Jun 2024)
    • CF30 Customer (since 7 Jun 2024)
    • CF1 Director (AR) (since 24 Nov 2023)
  • David John Bowden

    IRN DJB00042

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Apr 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Apr 2023)
    • CF1 Director (AR) (24 Jan 2018 to 5 Apr 2023)
  • David Mark Prior

    IRN DMP00023

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 8 Dec 2023)
    • [FCA CF] Client dealing (since 8 Dec 2023)
    • [FCA CF] Functions requiring qualifications (since 8 Dec 2023)
    • CF30 Customer (since 27 Sep 2023)
    • CF1 Director (AR) (since 27 Sep 2023)
  • Dean Michael McMullan

    IRN DXM00664

    • CF1 Director (AR) (since 17 Feb 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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