Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Oculus Wealth Management Limited
FRN 605985
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 4 Mar 2025)
- [FCA CF] Functions requiring qualifications (since 6 Sep 2023)
- [FCA CF] Client dealing (since 6 Sep 2023)
- Appointed representative dealing with clients for which they require qualification (since 6 Sep 2023)
- CF1 Director (AR) (since 22 Aug 2023)
- CF30 Customer (since 22 Aug 2023)
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- (2)Employed By (since 22 Aug 2023)
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- [FCA CF] Client dealing (3 Jan 2022 to 3 Apr 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Apr 2023)
- CF30 Customer (24 Nov 2017 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 3 Apr 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Apr 2023)
- CF30 Customer (24 Nov 2017 to 8 Dec 2019)
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- CF30 Customer (24 Nov 2017 to 7 Sep 2018)
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- (26)Employed By (21 Dec 2006 to 17 Feb 2010)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (26)Employed By at Place Campbell TrinityBridge Limited