Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 4 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 6 Sep 2023)
    • [FCA CF] Client dealing (since 6 Sep 2023)
    • Appointed representative dealing with clients for which they require qualification (since 6 Sep 2023)
    • CF1 Director (AR) (since 22 Aug 2023)
    • CF30 Customer (since 22 Aug 2023)
    • (2)Employed By (since 22 Aug 2023)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Client dealing (3 Jan 2022 to 3 Apr 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Apr 2023)
    • CF30 Customer (24 Nov 2017 to 8 Dec 2019)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Apr 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Apr 2023)
    • CF30 Customer (24 Nov 2017 to 8 Dec 2019)
  • Succession Employee Benefit Solutions Limited (no longer approved here)

    FRN 767956

    • CF30 Customer (24 Nov 2017 to 7 Sep 2018)
  • Place Campbell TrinityBridge Limited (no longer approved here)

    FRN 218893

    • (26)Employed By (21 Dec 2006 to 17 Feb 2010)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (26)Employed By at Place Campbell TrinityBridge Limited