OCTOPUS MONEY FINANCIAL SOLUTIONS LIMITED

• Principal Place of Business

  Octopus Money

  7th Floor

  33 Holborn

  EC1N 2HT

  UNITED KINGDOM

  Phone

  +4402031954455

  Web

  https://www.octopusmoney.com

• Complaints Contact

  Octopus Money

  7th Floor

  33 Holborn

  EC1N 2HT

  UNITED KINGDOM

  Phone

  +4402031954455

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

  Show 2 limitations Hide limitations

  • · Firm is not permitted to carry on this activity in relation to lifetime mortgages
  • · Firm is permitted to carry on this activity in relation to first charge mortgages only

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

  Show 2 limitations Hide limitations

  • · Firm is not permitted to carry on this activity in relation to lifetime mortgages
  • · Firm is permitted to carry on this activity in relation to first charge mortgages only

• Buy-to-Let Start Date

• Buy-to-Let Status

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Donald Martin Alan Keith Stewart

  IRN DXS83700

  • [FCA CF] Manager of certification employee (since 22 Feb 2024)
• Ian David Millward

  IRN IDM00010

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 30 Sep 2025)
• James Tobias Henley-Royse

  IRN JXH03277

  • [FCA CF] Significant management (since 14 Jan 2025)
• Jennifer Laura Crichton

  IRN JXC00854

  • [FCA CF] Client dealing (24 Jun 2023 to 22 Aug 2023)
  • [FCA CF] Functions requiring qualifications (24 Jun 2023 to 22 Aug 2023)
• John Huw Chapman

  IRN JHC01082

  • SMF16 Compliance Oversight (9 Dec 2019 to 24 Jul 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Jul 2023)
  • CF10 Compliance Oversight (1 Feb 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Feb 2017 to 8 Dec 2019)
• Joseph Anthony Alexander McLean

  IRN JAM01380

  • [FCA CF] Manager of certification employee (11 Sep 2023 to 27 Jun 2024)
  • [FCA CF] Functions requiring qualifications (24 Jun 2023 to 27 Jun 2024)
  • [FCA CF] Client dealing (24 Jun 2023 to 27 Jun 2024)
• Joseph Michael Gordon

  IRN JMG01184

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
  • [FCA CF] Client dealing (since 1 Oct 2025)
• Kristian Manton

  IRN KXM00631

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 27 Sep 2023)
  • [FCA CF] Functions requiring qualifications (since 27 Sep 2023)
• Kyas Kimani James

  IRN KXJ00120

  • [FCA CF] Functions requiring qualifications (16 Jan 2024 to 9 Jul 2024)
• Liam Moran

  IRN LXM00709

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 7 Jun 2024)
  • [FCA CF] Client dealing (since 7 Jun 2024)

No changes recorded yet.