OCM WEALTH MANAGEMENT LIMITED

Date authorised
1 April 2013
Companies House
05039809
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5 Old Bedford Road
    Northampton
    NN4 7AA
    UNITED KINGDOM
    Phone
    +441604621467
    Web
    https://www.ocmwealthmanagement.co.uk

  • Complaints Contact

    5 Old Bedford Road
    Northampton
    NN4 7AA
    UNITED KINGDOM
    Phone
    +441604621467

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lewis Green

    IRN LXG00426

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 13 Jan 2026)
    • [FCA CF] Client dealing (since 13 Jan 2026)
  • Louise McWeeney

    IRN LCM00003

    • CF1 Director (14 Jul 2011 to 20 Aug 2014)
    • CF11 Money Laundering Reporting (3 Feb 2010 to 21 Nov 2014)
    • CF10 Compliance Oversight (3 Feb 2010 to 21 Nov 2014)
  • Luke Hawkins

    IRN LXH00330

    • [FCA CF] Client dealing (23 Feb 2022 to 1 Sep 2022)
    • [FCA CF] Functions requiring qualifications (23 Feb 2022 to 1 Sep 2022)
  • Luke O'Neill

    IRN LXO20296

    • CF30 Customer (13 Sep 2019 to 8 Dec 2019)
  • Lynne Meagher

    IRN LXM00804

    • CF1 Director (AR) (15 May 2025 to 5 Aug 2025)
  • Margaret Louise Stather-Lodge

    IRN MLS01124

    • SMF3 (AR) Executive Director function (since 19 Dec 2025)
    • CF1 Director (AR) (since 19 Dec 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (9 Aug 2013 to 8 Dec 2019)
  • Martin Victor Field

    IRN MVF00010

    • CF1 Director (AR) (11 Jul 2017 to 10 Sep 2019)
  • Matthew Henry Aitchison

    IRN MHA01032

    • CF30 Customer (19 Jun 2008 to 17 Mar 2009)
  • Natalie Elizabeth Hand

    IRN NXH00123

    • [FCA CF] Functions requiring qualifications (13 Jan 2026 to 10 Feb 2026)
    • [FCA CF] Client dealing (13 Jan 2026 to 10 Feb 2026)
  • Neil Paul McKenzie Taylor

    IRN NPT01018

    • CF30 Customer (27 Dec 2017 to 31 Aug 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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