Neil Paul McKenzie Taylor

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mercer Limited

    FRN 121935

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 13 Jun 2022)
    • [FCA CF] Functions requiring qualifications (since 13 Jun 2022)
  • Radiant Financial Planning Limited (no longer approved here)

    FRN 192396

    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 24 Apr 2022)
    • [FCA CF] Client dealing (10 Dec 2019 to 22 Apr 2022)
    • CF30 Customer (12 Sep 2018 to 29 Jun 2020)
  • OCM WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 418826

    • CF30 Customer (27 Dec 2017 to 31 Aug 2018)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • CF30 Customer (16 Mar 2015 to 30 Nov 2017)
  • Kingston PTM Limited (no longer approved here)

    FRN 209429

    • CF30 Customer (15 Aug 2011 to 11 May 2012)
  • Premier Plus Limited (no longer approved here)

    FRN 228969

    • CF30 Customer (28 Mar 2008 to 27 Jul 2011)
    • CF22 Investment Adviser (Trainee) (6 Apr 2004 to 14 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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