Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • OCM WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 418826

    • [FCA CF] Client dealing (13 Jan 2026 to 10 Feb 2026)
    • [FCA CF] Functions requiring qualifications (13 Jan 2026 to 10 Feb 2026)
  • Laurel Court Associates Limited (no longer approved here)

    FRN 231749

    • [FCA CF] Functions requiring qualifications (17 Mar 2025 to 1 Dec 2025)
  • Access Financial Services Limited (no longer approved here)

    FRN 301173

    • [FCA CF] Functions requiring qualifications (31 Jan 2024 to 11 Feb 2025)
  • Visionary Finance Limited (no longer approved here)

    FRN 516472

    • [FCA CF] Functions requiring qualifications (8 Mar 2023 to 10 Feb 2024)
  • DAVID WILLIAMS I F A LIMITED (no longer approved here)

    FRN 530750

    • [FCA CF] Client dealing (12 Jul 2022 to 31 Dec 2022)
    • [FCA CF] Functions requiring qualifications (12 Jul 2022 to 31 Dec 2022)
  • Connells Limited (no longer approved here)

    FRN 302221

    • [FCA CF] Functions requiring qualifications (16 Nov 2020 to 5 May 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.