OakNorth Bank plc

• Principal Place of Business

  57 Broadwick Street

  London

  W1F 9QS

  UNITED KINGDOM

  Phone

  +4403303801181

  Web

  https://oaknorth.co.uk

• Complaints Contact

  Oaknorth Bank

  Ship Canal House

  98 King Street

  Manchester

  M2 4WU

  UNITED KINGDOM

  Phone

  +443303801181

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Land Loan Advice

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Government and public security

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trades With You Directly

  For Eligible Counterparty, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Eligible Counterparty, Government and public security

• Orla Anne O'Brien

  IRN OXO00035

  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2021 to 11 Apr 2025)
  • [FCA CF] Material risk taker (7 Mar 2021 to 11 Apr 2025)
• Parmjit Kaur Vaghji

  IRN PXV44815

  • [FCA CF] Functions requiring qualifications (1 Apr 2019 to 5 Mar 2020)
• Philip Christopher Coole

  IRN PXC90280

  • SMF16 Compliance Oversight (since 18 May 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Nov 2020)
  • [PRA CF] Significant risk taker or Material risk taker (11 Oct 2022 to 18 May 2023)
  • [FCA CF] Material risk taker (11 Oct 2022 to 18 May 2023)
• Pierre-Yves Michel Hocquellet

  IRN PXH00539

  • [FCA CF] Material risk taker (since 7 Mar 2022)
  • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2022)
• RAHIM FIROZ NANJI

  IRN RXN00182

  • [PRA CF] Significant risk taker or Material risk taker (19 Dec 2022 to 31 Mar 2026)
  • [FCA CF] Material risk taker (19 Dec 2022 to 31 Mar 2026)
• Rajat Singh Lalit Mehta

  IRN RXM01056

  • [FCA CF] Material risk taker (3 Sep 2024 to 14 Apr 2025)
  • [PRA CF] Significant risk taker or Material risk taker (3 Sep 2024 to 14 Apr 2025)
• Rajesh Ramakrishna Gupta

  IRN RRG01030

  • SMF2 Chief Finance (since 1 Feb 2021)
• Ratan Engineer

  IRN RXE01105

  • CF2 Non Executive Director (6 Mar 2015 to 11 Apr 2015)
• Raymond Anthony Moore

  IRN RXM44806

  • [PRA CF] Key function holder (31 Dec 2019 to 7 Mar 2021)
• Rishi Khosla

  IRN RXK01467

  • SMF1 Chief Executive (since 7 Mar 2016)
  • CF3 Chief Executive (6 Mar 2015 to 6 Mar 2016)
  • CF1 Director (6 Mar 2015 to 6 Mar 2016)

No changes recorded yet.