Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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OakNorth Bank plc
FRN 629564
- SMF16 Compliance Oversight (since 18 May 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Nov 2020)
- [FCA CF] Material risk taker (11 Oct 2022 to 18 May 2023)
- [PRA CF] Significant risk taker or Material risk taker (11 Oct 2022 to 18 May 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.