Date authorised
6 March 2015
Companies House
08595042
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    57 Broadwick Street
    London
    W1F 9QS
    UNITED KINGDOM
    Phone
    +4403303801181
  • Complaints Contact

    Oaknorth Bank
    Ship Canal House
    98 King Street
    Manchester
    M2 4WU
    UNITED KINGDOM
    Phone
    +443303801181

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Retail (Investment), Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Land Loan Advice

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Government and public security

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trades With You Directly

    For Eligible Counterparty, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Eligible Counterparty, Government and public security

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Michael Burgess

    IRN RMB01093

    • SMF10 Chair of the Risk Committee (since 7 Mar 2016)
    • CF2 Non Executive Director (6 Mar 2015 to 6 Mar 2016)
  • Sandra Anne Pratt

    IRN SXP32560

    • [PRA CF] Significant risk taker or Material risk taker (8 Mar 2021 to 31 May 2024)
    • [FCA CF] Material risk taker (8 Mar 2021 to 31 May 2024)
    • [PRA CF] Key function holder (31 Dec 2019 to 7 Mar 2021)
  • Sara Weststrand Gosden

    IRN SXG00485

    • [FCA CF] Material risk taker (7 Mar 2022 to 10 Jun 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2022 to 10 Jun 2022)
  • Scott Mckenzie Gauld

    IRN SXG00775

    • [FCA CF] Material risk taker (22 Mar 2024 to 31 May 2024)
    • [PRA CF] Significant risk taker or Material risk taker (22 Mar 2024 to 31 May 2024)
  • Sharon Miles

    IRN SXM86285

    • SMF24 Chief Operations (24 Apr 2023 to 3 Oct 2025)
  • Shubhanga Prasad

    IRN SXP87190

    • [PRA CF] Significant risk taker or Material risk taker (8 Mar 2021 to 28 Feb 2022)
    • [FCA CF] Material risk taker (8 Mar 2021 to 28 Feb 2022)
    • [PRA CF] Key function holder (14 May 2020 to 7 Mar 2021)
  • Singh Kanwar Sachit

    IRN SXK00513

    • [PRA CF] Significant risk taker or Material risk taker (16 Aug 2022 to 28 Feb 2026)
    • [FCA CF] Material risk taker (16 Aug 2022 to 28 Feb 2026)
  • Soumya Sarkar

    IRN SSS01064

    • CF29 Significant management (6 Mar 2015 to 6 Mar 2016)
  • Stephen Henry Sheridan

    IRN SHS01054

    • SMF24 Chief Operations (13 Aug 2021 to 31 Oct 2022)
  • Susannah Marie Rose

    IRN SXR32558

    • [PRA CF] Key function holder (31 Dec 2019 to 6 Mar 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.