Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF24 Chief Operations (13 Aug 2021 to 31 Oct 2022)
-
- [FCA CF] Significant management (21 Sep 2016 to 15 Oct 2018)
- [FCA CF] CASS oversight function (21 Sep 2016 to 3 May 2021)
- [FCA CF] Material risk taker (7 Mar 2016 to 1 May 2021)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Nov 2017)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 1 May 2021)
- CF29 Significant management (1 Nov 2007 to 1 Sep 2008)
- CF20 Significant Mgt (Settlements) (31 Aug 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.