Oaklands Wealth Management Ltd

Date authorised
1 April 2013
Companies House
05073585
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12a Duke St
    Sutton Coldfield
    West Midlands
    B72 1RJ
    UNITED KINGDOM
    Phone
    +4401213554455
    Web
    https://www.oaklandswealth.com

  • Complaints Contact

    12a Duke St
    Sutton Coldfield
    West Midlands
    B72 1RJ
    UNITED KINGDOM
    Phone
    +4401213554455

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Paul Jackson

    IRN CPJ01010

    • CF30 Customer (13 Jul 2010 to 1 Sep 2011)
  • Elizabeth Claridge

    IRN EXC01531

    • CF30 Customer (16 Sep 2015 to 3 Nov 2016)
  • Giles Blackburn

    IRN GXB01711

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (22 Sep 2008 to 8 Dec 2019)
  • Helen Christina Blackburn

    IRN HCB00013

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Oct 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Oct 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Jul 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Jul 2005 to 8 Dec 2019)
    • CF1 Director (4 Jul 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (4 Jul 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (4 Jul 2005 to 30 Sep 2018)
    • CF21 Investment Adviser (4 Jul 2005 to 31 Oct 2007)
  • John Grahame Kendall White

    IRN JGW00005

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 18 Jan 2021)
    • CF2 Non Executive Director (2 Oct 2008 to 8 Dec 2019)
  • Lynette Jayne Coffey

    IRN LJC01156

    • CF28 Systems and controls (1 Jul 2009 to 16 Dec 2011)
  • Mark Jeavons

    IRN MXJ01833

    • CF30 Customer (6 Dec 2017 to 25 Jan 2019)
  • Nicholas John Hampton

    IRN NJH00022

    • 11. Pension transfer specialist
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (28 Jan 2019 to 8 Dec 2019)
  • Sarah Louise Ryley

    IRN SLR01054

    • CF30 Customer (12 Oct 2017 to 12 Jul 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.