Helen Christina Blackburn

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oaklands Wealth Management Ltd

    FRN 432451

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Oct 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Oct 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (4 Jul 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (4 Jul 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Jul 2005 to 8 Dec 2019)
    • CF1 Director (4 Jul 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (4 Jul 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (4 Jul 2005 to 30 Sep 2018)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF21 Investment Adviser (1 Dec 2001 to 24 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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