Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Acorn to Oaks Financial Services Ltd
FRN 486131
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 6 Jan 2024)
- [FCA CF] Client dealing (since 6 Jan 2024)
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- [FCA CF] Client dealing (10 Jul 2023 to 4 Jan 2024)
- [FCA CF] Functions requiring qualifications (10 Jul 2023 to 4 Jan 2024)
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- CF30 Customer (3 May 2019 to 8 Nov 2019)
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- CF30 Customer (6 Dec 2017 to 25 Jan 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.