Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 6 Jan 2024)
    • [FCA CF] Client dealing (since 6 Jan 2024)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (10 Jul 2023 to 4 Jan 2024)
    • [FCA CF] Functions requiring qualifications (10 Jul 2023 to 4 Jan 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (3 May 2019 to 8 Nov 2019)
  • Oaklands Wealth Management Ltd (no longer approved here)

    FRN 432451

    • CF30 Customer (6 Dec 2017 to 25 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.