Oakham Wealth Management Ltd

Date authorised
1 April 2013
Companies House
05281855
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Oakham Wealth Management Ltd
    Avon House
    Avonmore Road
    London
    Hammersmith And Fulham
    W14 8TS
    UNITED KINGDOM
    Phone
    +4402034052600
    Web
    https://www.oakhamwealth.com

  • Complaints Contact

    Berkeley Square House
    London
    W1J 6BD
    UNITED KINGDOM
    Phone
    +4402034052600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Geoffrey Laurence Brooks

    IRN GLB01051

    • CF1 Director (AR) (14 Jan 2020 to 11 Jan 2021)
    • CF30 Customer (14 Jan 2020 to 11 Jan 2021)
  • Holly Elizabeth Marriott-Smalley

    IRN HEM01026

    • CF30 Customer (1 Jun 2012 to 7 Nov 2014)
  • Hugh Scotney

    IRN HXS01259

    • CF11 Money Laundering Reporting (1 Jan 2009 to 9 Aug 2012)
    • CF10 Compliance Oversight (6 Dec 2007 to 2 Oct 2012)
    • CF30 Customer (1 Nov 2007 to 2 Oct 2012)
    • CF21 Investment Adviser (4 Nov 2005 to 31 Oct 2007)
    • CF1 Director (4 Nov 2005 to 2 Oct 2012)
  • Lara Rosemary Budgen

    IRN LRP01031

    • CF22 Investment Adviser (Trainee) (10 Aug 2006 to 29 Jun 2007)
  • Lucy Mitchell

    IRN LXE01087

    • CF30 Customer (1 Nov 2007 to 10 Mar 2011)
    • CF22 Investment Adviser (Trainee) (29 Oct 2007 to 31 Oct 2007)
  • Muhammad Sameer Dooreemeeah

    IRN MXD00485

    • CF1 Director (AR) (9 May 2022 to 19 Oct 2023)
    • CF3 Chief Executive (AR) (9 May 2022 to 19 Oct 2023)
  • Najib Riad El-Rayyes

    IRN NRE01011

    • CF30 Customer (2 Jun 2016 to 29 Aug 2019)
  • Nicholas David Somers

    IRN NDS01026

    • CF2 Non Executive Director (17 Mar 2015 to 22 Apr 2015)
    • CF11 Money Laundering Reporting (21 May 2014 to 3 Dec 2014)
    • CF10a CASS Oversight function (1 Oct 2011 to 1 Aug 2012)
    • CF1 Director (17 May 2011 to 17 Mar 2015)
    • CF30 Customer (1 Nov 2007 to 12 Sep 2011)
    • CF29 Significant management (1 Nov 2007 to 15 Jul 2011)
    • CF17 Significant Mgt (Other Business Operations) (30 Aug 2006 to 31 Oct 2007)
    • CF26 Customer Trading (30 Aug 2006 to 31 Oct 2007)
  • Paul James Denley

    IRN PJD01132

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF1 Director (AR) (6 Jun 2022 to 19 Oct 2023)
    • CF30 Customer (6 Jun 2022 to 20 Oct 2023)
    • [PRA CF] Key function holder (9 Dec 2019 to 23 Oct 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 23 Oct 2024)
    • CF3 Chief Executive (24 Mar 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Mar 2014 to 8 Dec 2019)
    • CF27 Investment Management (8 Aug 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (8 Aug 2006 to 31 Oct 2007)
    • CF1 Director (4 Nov 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Nov 2005 to 1 Jan 2009)
  • Paul Marcel Pizzala

    IRN PMP01026

    • CF30 Customer (9 Nov 2010 to 20 Sep 2011)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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