Geoffrey Laurence Brooks

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AB Investment Solutions Limited

    FRN 705062

    • SMF1 Chief Executive (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2020)
    • [FCA CF] Significant management (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
  • Oakham Wealth Management Ltd (no longer approved here)

    FRN 431206

    • CF30 Customer (14 Jan 2020 to 11 Jan 2021)
    • CF1 Director (AR) (14 Jan 2020 to 11 Jan 2021)
  • Waystone Management (UK) Limited (no longer approved here)

    FRN 429093

    • SMF3 Executive Director (9 Dec 2019 to 10 Feb 2020)
    • CF1 Director (AR) (4 Dec 2018 to 4 Nov 2020)
    • CF3 Chief Executive (AR) (9 Apr 2018 to 23 Nov 2018)
    • CF1 Director (28 Jun 2017 to 8 Dec 2019)
    • CF30 Customer (6 Apr 2017 to 4 Nov 2020)
    • CF2 Non Executive Director (11 Apr 2005 to 23 Jun 2017)
  • Alpha Beta Partners Limited (no longer approved here)

    FRN 799887

    • Employed By (9 Apr 2018 to 11 Jan 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.