Paul James Denley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oakham Wealth Management Ltd

    FRN 431206

    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (AR) (6 Jun 2022 to 19 Oct 2023)
    • CF30 Customer (6 Jun 2022 to 20 Oct 2023)
    • [PRA CF] Key function holder (9 Dec 2019 to 23 Oct 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 23 Oct 2024)
    • CF10 Compliance Oversight (24 Mar 2014 to 8 Dec 2019)
    • CF3 Chief Executive (24 Mar 2014 to 8 Dec 2019)
    • CF21 Investment Adviser (8 Aug 2006 to 31 Oct 2007)
    • CF27 Investment Management (8 Aug 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (4 Nov 2005 to 1 Jan 2009)
    • CF1 Director (4 Nov 2005 to 8 Dec 2019)
  • Genesis 8 Capital Ltd (no longer approved here)

    FRN 1003158

    • (3)Employed By (31 Oct 2023 to 2 Jan 2025)

Recent activity

Updates to this individual's record on the FCA register.

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