Oakfield Capital Partners LLP

Date authorised
1 April 2009
Companies House
OC340206
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Oakfield Capital Partners
    Greyhound House 23-24
    George Street
    Richmond
    Richmond Upon Thames
    TW9 1HY
    UNITED KINGDOM
    Phone
    +4402070847273
    Web
    https://www.oakfieldcapital.co.uk

  • Complaints Contact

    Oakfield Capital Partners
    Greyhound House 23-24
    George Street
    Richmond
    Richmond Upon Thames
    TW9 1HY
    UNITED KINGDOM
    Phone
    +4402070847273

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Bezugly

    IRN AXB02094

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (8 Feb 2016 to 8 Dec 2019)
    • CF30 Customer (8 Feb 2016 to 8 Dec 2019)
  • Brett Hochfeld

    IRN BXH01442

    • SMF27 Partner (5 Aug 2022 to 19 Feb 2024)
    • [FCA CF] Client dealing (31 Mar 2021 to 28 Feb 2024)
    • CF30 Customer (20 Feb 2012 to 8 Dec 2019)
  • David Brian Pitman

    IRN DXP01378

    • CF10 Compliance Oversight (31 Dec 2013 to 8 Jul 2019)
    • CF11 Money Laundering Reporting (31 May 2013 to 8 Jul 2019)
    • CF4 Partner (21 Dec 2012 to 8 Jul 2019)
    • CF30 Customer (15 Feb 2012 to 8 Dec 2019)
  • Diana Isabel Ruiz Santos

    IRN DIR01029

    • [FCA CF] Client dealing (31 Mar 2021 to 28 Feb 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Feb 2024)
    • CF10 Compliance Oversight (28 May 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (28 May 2019 to 8 Dec 2019)
    • CF30 Customer (9 Feb 2018 to 8 Dec 2019)
  • Michael James Patton

    IRN MJP01164

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (1 Apr 2009 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2009 to 8 Dec 2019)
  • Roy Nathan Merritt

    IRN RNM01010

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Jul 2022)
    • SMF16 Compliance Oversight (since 19 Jul 2022)
    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (29 Jan 2014 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Apr 2009 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2009 to 31 Dec 2013)
  • Timothy David Woodcock

    IRN TDW01040

    • CF11 Money Laundering Reporting (1 Apr 2009 to 21 May 2013)
    • CF30 Customer (1 Apr 2009 to 14 Jan 2016)
    • CF4 Partner (1 Apr 2009 to 14 Jan 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.