Diana Isabel Ruiz Santos

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oakfield Capital Partners LLP (no longer approved here)

    FRN 493591

    • [FCA CF] Client dealing (31 Mar 2021 to 28 Feb 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Feb 2024)
    • CF10 Compliance Oversight (28 May 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (28 May 2019 to 8 Dec 2019)
    • CF30 Customer (9 Feb 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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