Roy Nathan Merritt

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oakfield Capital Partners LLP

    FRN 493591

    • SMF16 Compliance Oversight (since 19 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Jul 2022)
    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (29 Jan 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2009 to 31 Dec 2013)
    • CF8 Apportionment and Oversight (1 Apr 2009 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2009 to 8 Dec 2019)
  • Amadeus Capital Partners Limited (no longer approved here)

    FRN 185291

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF1 Director (22 Jan 2007 to 7 Jul 2008)
    • CF27 Investment Management (15 Jul 2004 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 19 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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