Date authorised
1 April 2013
Companies House
OC314278
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    45 Pall Mall
    London
    SW1Y 5JG
    UNITED KINGDOM
    Phone
    +442079683670
  • Complaints Contact

    4th Floor
    45 Pall Mall
    London
    SW1Y 5JG
    UNITED KINGDOM
    Phone
    +442079683670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nader Noueiri

    IRN NXN00119

    • [FCA CF] Client dealing (since 6 Nov 2023)
  • Nikhil Kohli

    IRN NXK01490

    • CF30 Customer (16 Jan 2015 to 6 Apr 2018)
  • Niklas Hollmann

    IRN NIH01020

    • [FCA CF] Client dealing (since 6 Nov 2023)
  • Philip Charles Muller

    IRN PCM01133

    • SMF27 Partner (5 Aug 2022 to 30 Apr 2025)
  • Rebecca Anne Hunt

    IRN RXH00847

    • SMF27 Partner (since 17 Jun 2025)
  • Richard Peter Munn

    IRN RPM01058

    • CF30 Customer (1 Nov 2007 to 31 Dec 2015)
    • CF11 Money Laundering Reporting (27 Jan 2006 to 24 Sep 2015)
    • CF10 Compliance Oversight (27 Jan 2006 to 24 Sep 2015)
    • CF8 Apportionment and Oversight (27 Jan 2006 to 31 Oct 2007)
    • CF4 Partner (27 Jan 2006 to 31 Dec 2015)
    • CF27 Investment Management (27 Jan 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (27 Jan 2006 to 31 Oct 2007)
  • Ron Jarosinski

    IRN RXJ01380

    • [FCA CF] Client dealing (since 19 Mar 2025)
    • [FCA CF] Material risk taker (29 Mar 2024 to 19 Mar 2025)
    • [FCA CF] Client dealing (1 Jan 2021 to 29 Mar 2024)
  • Saurabh Bhalla

    IRN SXB00607

    • [FCA CF] Material risk taker (since 16 Apr 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Apr 2021)
  • Scott David Krase

    IRN SDK01050

    • CF30 Customer (16 Aug 2011 to 28 Feb 2019)
  • Thomas Doerane

    IRN TXD00114

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Aug 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.