Richard Peter Munn

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • British International Investment Plc

    FRN 195649

    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF29 Significant management (6 Mar 2019 to 8 Dec 2019)
  • OHA (UK) LLP (no longer approved here)

    FRN 617928

    • CF4 Partner (22 Jul 2014 to 31 Dec 2015)
    • CF30 Customer (22 Jul 2014 to 31 Dec 2015)
    • CF10 Compliance Oversight (22 Jul 2014 to 24 Sep 2015)
    • CF11 Money Laundering Reporting (22 Jul 2014 to 24 Sep 2015)
  • OAK HILL ADVISORS (EUROPE), LLP (no longer approved here)

    FRN 438377

    • CF30 Customer (1 Nov 2007 to 31 Dec 2015)
    • CF27 Investment Management (27 Jan 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (27 Jan 2006 to 24 Sep 2015)
    • CF11 Money Laundering Reporting (27 Jan 2006 to 24 Sep 2015)
    • CF21 Investment Adviser (27 Jan 2006 to 31 Oct 2007)
    • CF4 Partner (27 Jan 2006 to 31 Dec 2015)
    • CF8 Apportionment and Oversight (27 Jan 2006 to 31 Oct 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 12 Feb 2003)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 18 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

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