OHA (UK) LLP

• Principal Place of Business

  4th Floor

  45 Pall Mall

  London

  SW1Y 5JG

  UNITED KINGDOM

  Phone

  +442079683670

  Web

  https://www.oakhilladvisors.com

• Complaints Contact

  4th Floor

  45 Pall Mall

  London

  SW1Y 5JG

  UNITED KINGDOM

  Phone

  +442079683670

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Abby Mulcahy

  IRN AXM01529

  • [FCA CF] Client dealing (1 Feb 2023 to 18 Jul 2024)
• Alexander Robert Field

  IRN ARF01065

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (19 Jun 2015 to 8 Dec 2019)
• Alexandra Ahrens Jung

  IRN AAJ01010

  • CF4 Partner (22 Jul 2014 to 25 Sep 2019)
  • CF30 Customer (22 Jul 2014 to 25 Sep 2019)
• Alexis Atteslis

  IRN AXA01790

  • SMF27 Partner (since 22 Jan 2020)
  • CF30 Customer (22 Jul 2014 to 8 Dec 2019)
• Amit Kiritbhai Patel

  IRN AKP01068

  • [FCA CF] Client dealing (21 Apr 2022 to 3 Aug 2022)
• Benoit Olivier Charles

  IRN BOC01000

  • [FCA CF] Material risk taker (9 Dec 2019 to 26 Apr 2024)
  • CF30 Customer (15 Sep 2018 to 8 Dec 2019)
• Christophe John Charles-Albert Rust

  IRN CJR01211

  • CF30 Customer (18 Mar 2016 to 13 Apr 2017)
• Colby Blitz

  IRN CXB02115

  • CF30 Customer (22 Jul 2014 to 1 Apr 2018)
• Colin James Blackmore

  IRN CJB01230

  • SMF27 Partner (10 Jan 2020 to 1 Jul 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jul 2025)
  • CF10 Compliance Oversight (24 Sep 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (24 Sep 2015 to 8 Dec 2019)
• Daniel Dunbar

  IRN DXD00490

  • [FCA CF] Client dealing (since 21 Jan 2026)

No changes recorded yet.