Date authorised
1 April 2013
Companies House
OC314278
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    45 Pall Mall
    London
    SW1Y 5JG
    UNITED KINGDOM
    Phone
    +442079683670
  • Complaints Contact

    4th Floor
    45 Pall Mall
    London
    SW1Y 5JG
    UNITED KINGDOM
    Phone
    +442079683670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Pearce

    IRN TXP00111

    • [FCA CF] Client dealing (9 Dec 2019 to 23 May 2025)
  • Tomer Sofer

    IRN TXS03711

    • [FCA CF] Client dealing (19 Mar 2025 to 31 Dec 2025)
    • [FCA CF] Material risk taker (19 Aug 2021 to 19 Mar 2025)
  • Ty Edmund Wallach

    IRN TEW01015

    • CF27 Investment Management (27 Jan 2006 to 13 Apr 2007)
    • CF4 Partner (27 Jan 2006 to 13 Apr 2007)
    • CF21 Investment Adviser (27 Jan 2006 to 13 Apr 2007)
  • Vojislav Duric

    IRN VXD01217

    • [FCA CF] Client dealing (since 21 Apr 2022)
  • William Hartwig Bohnsack, Jr

    IRN WHB01020

    • CF4 Partner (27 Jan 2006 to 23 Oct 2015)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.