Date authorised
1 April 2013
Companies House
OC314278
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    45 Pall Mall
    London
    SW1Y 5JG
    UNITED KINGDOM
    Phone
    +442079683670
  • Complaints Contact

    4th Floor
    45 Pall Mall
    London
    SW1Y 5JG
    UNITED KINGDOM
    Phone
    +442079683670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Askew

    IRN JXA22032

    • SMF27 Partner (10 Jan 2020 to 20 Nov 2020)
  • Jonathan Reeves

    IRN JXR69760

    • [FCA CF] Client dealing (since 3 Sep 2025)
  • Karl Fredrik Gustav Eriksson

    IRN KFE01001

    • [FCA CF] Client dealing (since 14 Mar 2025)
    • [FCA CF] Material risk taker (6 Nov 2023 to 14 Mar 2025)
  • Lei Lei

    IRN LXL01145

    • CF30 Customer (20 Oct 2010 to 8 Dec 2019)
  • Lucy Clare Panter

    IRN LCP01023

    • SMF27 Partner (since 6 Jan 2020)
    • CF30 Customer (24 Jun 2015 to 8 Dec 2019)
  • Lyndsey Michelle Garrill

    IRN LMG01048

    • CF30 Customer (23 May 2017 to 20 Jul 2018)
  • Mathieu Ferri

    IRN MXF00204

    • [FCA CF] Material risk taker (19 Apr 2023 to 19 Mar 2025)
    • [FCA CF] Client dealing (1 Jan 2021 to 19 Apr 2023)
  • Maxwell Shaun McAlister

    IRN MSM01104

    • [FCA CF] Material risk taker (9 Dec 2019 to 4 Nov 2022)
    • CF30 Customer (16 Apr 2015 to 8 Dec 2019)
  • Milos Milovanovic

    IRN MXM03113

    • [FCA CF] Client dealing (19 Mar 2025 to 1 Sep 2025)
    • [FCA CF] Material risk taker (29 Mar 2024 to 19 Mar 2025)
  • Musa Sonmez

    IRN MXS02186

    • SMF27 Partner (since 8 Jan 2020)
    • CF30 Customer (11 Feb 2013 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.