Lei Lei

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NINETY ONE UK LIMITED
FRN 122420
- [FCA CF] Client dealing (since 21 Jan 2021)
- [FCA CF] Functions requiring qualifications (21 Jan 2021 to 25 Apr 2023)
Ninety One Fund Managers UK Limited
FRN 145007
- [FCA CF] Client dealing (since 21 Jan 2021)
- [FCA CF] Functions requiring qualifications (21 Jan 2021 to 25 Apr 2023)
OHA (UK) LLP (no longer approved here)
FRN 617928
- CF30 Customer (22 Jul 2014 to 8 Dec 2019)
OAK HILL ADVISORS (EUROPE), LLP (no longer approved here)
FRN 438377
- CF30 Customer (20 Oct 2010 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.