O2 ASSOCIATES LIMITED

Date authorised
1 April 2013
Companies House
04350148
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Chislehurst Business Centre
    1 Bromley Lane
    Chislehurst
    Kent
    BR7 6LH
    UNITED KINGDOM
    Phone
    +442084681080
    Web
    https://www.o2associates.com

  • Complaints Contact

    Chislehurst Business Centre
    1 Bromley Lane
    Chislehurst
    Kent
    BR7 6LH
    UNITED KINGDOM
    Phone
    +442084681080

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · limited to counselling which is provided in connection with investment advice and buy to let mortgage advice

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Bede Pape

    IRN ABP00011

    • CF21 Investment Adviser (1 Jun 2005 to 25 May 2006)
  • David William Osbrey Taylor

    IRN DWT00003

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 30 Aug 2016)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • Responsible for Insurance Mediation (2 Nov 2016 to 30 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Jun 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jun 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jun 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Edmund Francis Gabriel Smith

    IRN EFS00001

    • CF30 Customer (1 Nov 2007 to 13 Oct 2016)
    • CF1 Director (1 Jun 2005 to 13 Oct 2016)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Jun 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (1 Jun 2005 to 13 Oct 2016)
  • Janet Mary Osbrey Taylor

    IRN JMT00008

    • CF30 Customer (1 Nov 2007 to 1 Oct 2009)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Kieron Lachlan Moore

    IRN KLM00015

    • CF21 Investment Adviser (1 Jun 2005 to 1 Mar 2006)
  • Matthew Eason

    IRN MXE00004

    • CF30 Customer (1 Nov 2007 to 1 Oct 2009)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Richard Alan Jones

    IRN RAJ00009

    • CF21 Investment Adviser (1 Jun 2005 to 10 Nov 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.