Richard Alan Jones

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Corbel Partners Limited (no longer approved here)
FRN 429142
- CF30 Customer (9 May 2011 to 28 Jun 2017)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (26 Jun 2008 to 31 Dec 2010)
O2 ASSOCIATES LIMITED (no longer approved here)
FRN 430877
- CF21 Investment Adviser (1 Jun 2005 to 10 Nov 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.