Edmund Francis Gabriel Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Westminster Wealth Management LLP

    FRN 490519

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 13 May 2024)
    • [FCA CF] Functions requiring qualifications (since 13 May 2024)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Functions requiring qualifications (16 Apr 2021 to 29 Jul 2021)
    • [FCA CF] Client dealing (16 Apr 2021 to 29 Jul 2021)
  • Fairstone Wealth Management Limited (no longer approved here)

    FRN 188596

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Jun 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Jun 2024)
    • CF30 Customer (25 Apr 2016 to 8 Dec 2019)
  • O2 ASSOCIATES LIMITED (no longer approved here)

    FRN 430877

    • CF30 Customer (1 Nov 2007 to 13 Oct 2016)
    • Responsible for Insurance Mediation (1 Jun 2005 to 13 Oct 2016)
    • CF8 Apportionment and Oversight (1 Jun 2005 to 31 Mar 2009)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • CF1 Director (1 Jun 2005 to 13 Oct 2016)

Recent activity

Updates to this individual's record on the FCA register.

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