Date authorised
1 April 2013
Companies House
03984658
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    201 Bishopsgate
    9th Floor
    London
    EC2M 3BN
    UNITED KINGDOM
    Phone
    +4402037278000
  • Complaints Contact

    201 Bishopsgate
    London
    EC2M 3BN
    UNITED KINGDOM
    Phone
    +4402037258321

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Connie Chien

    IRN CXC01515

    • CF27 Investment Management (5 Apr 2005 to 27 Jan 2006)
  • Cora Gibbons Moore

    IRN CXG00009

    • [FCA CF] Significant management (26 Nov 2020 to 22 Nov 2022)
  • Craig Philip Heron

    IRN CPH01063

    • CF30 Customer (1 Nov 2007 to 3 Feb 2011)
    • CF27 Investment Management (3 Nov 2003 to 31 Oct 2007)
  • Daniel Charles White

    IRN DCW01073

    • CF30 Customer (1 Nov 2007 to 23 Dec 2008)
    • CF27 Investment Management (15 Nov 2005 to 31 Oct 2007)
  • Daniel Robin Greene

    IRN DXG01950

    • CF30 Customer (5 Jan 2017 to 3 Nov 2017)
  • Darren William Talbot

    IRN DWT00013

    • CF30 Customer (1 Nov 2007 to 30 Apr 2009)
    • CF27 Investment Management (3 Nov 2003 to 31 Oct 2007)
  • David John Gamble

    IRN DJG01158

    • CF2 Non Executive Director (3 Jan 2008 to 2 Apr 2009)
  • David Jonathan Hemmings

    IRN DJH01193

    • CF30 Customer (5 Nov 2013 to 3 Nov 2017)
  • David Joseph Jacob

    IRN DJJ01059

    • CF1 Director (7 Apr 2009 to 13 Dec 2012)
  • David Pearce

    IRN DEP01077

    • [FCA CF] Client dealing (25 Jun 2020 to 22 Nov 2022)
    • CF30 Customer (6 Aug 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.