Nuveen Investment Management International Limited

• Principal Place of Business

  9th Floor

  201 Bishopsgate

  London

  City Of London

  EC2M 3BN

  UNITED KINGDOM

  Phone

  +442037278000

  Web

  https://www.nuveen.com/global/?type=uk

• Complaints Contact

  201 Bishopsgate

  London

  EC2M 3BN

  UNITED KINGDOM

  Phone

  +4402037258321

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gordon Robert Allan

  IRN GRA01032

  • CF29 Significant management (1 Nov 2007 to 13 Oct 2008)
  • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
• Gregory Ohlson

  IRN GXO01195

  • [FCA CF] Client dealing (21 May 2020 to 29 Aug 2024)
  • CF30 Customer (23 Sep 2019 to 8 Dec 2019)
• Harriet Anne Polturak

  IRN HAS01047

  • SMF3 Executive Director (since 1 Aug 2025)
• Harry BUSH

  IRN HXB00128

  • [FCA CF] Client dealing (since 24 Mar 2023)
• Helen Barber

  IRN HLB01023

  • [FCA CF] Client dealing (21 May 2020 to 1 Apr 2022)
  • CF30 Customer (18 Jun 2018 to 8 Dec 2019)
• Henrik Urbansky

  IRN HXU01019

  • [FCA CF] Client dealing (since 9 Jan 2026)
  • [FCA CF] Material risk taker (since 9 Jan 2026)
• Howard John Covington

  IRN HJC01016

  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 2 Apr 2009)
  • CF3 Chief Executive (1 Dec 2001 to 2 Apr 2009)
• Ian James Beattie

  IRN IJB01029

  • CF30 Customer (1 Nov 2007 to 4 Jul 2011)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Isabel Rodriguez De Rivera Ruiz

  IRN IXR00042

  • [FCA CF] Client dealing (since 9 Jan 2026)
  • [FCA CF] Material risk taker (since 9 Jan 2026)
• Jacqueline Alexander Beckett

  IRN JAB01516

  • CF29 Significant management (23 Aug 2011 to 1 Apr 2014)

• WorldInvest Bermuda Limited (no longer appointed)

  FRN 205617 · Appointed 24 Jul 1996 · Until 31 May 2000

• WorldInvest Management Australia Pty Ltd (no longer appointed)

  FRN 205616 · Appointed 24 Jul 1996 · Until 23 Dec 1998

• Worldinvest International Inc (no longer appointed)

  FRN 205612 · Appointed 1 Mar 1996 · Until 31 Dec 2000

No changes recorded yet.