Harriet Anne Polturak

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nuveen Investment Management International Limited

    FRN 141668

    • SMF3 Executive Director (since 1 Aug 2025)
  • Pemberton Capital Advisors LLP (no longer approved here)

    FRN 561640

    • SMF27 Partner (14 Jun 2023 to 19 Sep 2024)
    • [FCA CF] Material risk taker (3 Apr 2023 to 19 Sep 2024)
    • [FCA CF] Client dealing (3 Apr 2023 to 19 Sep 2024)
    • [FCA CF] Manager of certification employee (3 Apr 2023 to 19 Sep 2024)
  • Hermes Investment Management Ltd (no longer approved here)

    FRN 150000

    • SMF3 Executive Director (9 Dec 2019 to 28 Nov 2022)
    • CF1 Director (9 Nov 2015 to 8 Dec 2019)
    • CF29 Significant management (11 May 2012 to 3 Apr 2017)
    • CF30 Customer (27 Apr 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.